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Neil S. Baritz (nbaritz@bcrhllp.com) is the co-founder of BCRH LLP. Mr. Baritz has extensive experience in securities and corporate law, in both the transactional and litigation aspects of each. He represents brokerage and investment advisory firms and their respective employees and associated persons, clearing firms and securities issuers, principally in Florida and New York, as well as elsewhere in the United States and abroad. In addition, he regularly appears before arbitration panels of the Financial Industry Regulatory Authority (FINRA), throughout the United States on behalf of the industry and before securities regulatory bodies (state, federal and SRO) defending enforcement actions. Mr. Baritz also speaks regularly at industry seminars, principally in the area of “best practices.” Mr. Baritz's involvement in the securities industry began in 1981, when he joined the legal department of EF Hutton & Company Inc. in New York while attending law school. From 1988 to 1991, he was General Counsel to Ehrlich Bober & Company, Inc., a New York-based broker/dealer, investment banking and SEC registered investment advisory firm, and its publicly traded (AMEX) parent/holding company. Thereafter, until the formation of the firm in 1996, he served as counsel to other publicly held companies in South Florida and was Of-Counsel to two major South Florida law firms where he continued to develop his securities practice. Mr. Baritz graduated from the University of Rochester in 1980 and from Brooklyn Law School in 1983. He is a member of the bars of Florida and New York and is admitted to practice in the United States District Court for the Southern District of Florida, the United States District Court for the Middle District of Florida and the 11th Circuit Court of Appeals.
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