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David is a Partner and leads the firm’s New York Office. His practice for the past 40 years has consisted of litigation and arbitration matters,including a substantial focus on securities industry disputes. He has represented broker-dealers, registered investment advisors, and investment banking firms, and their principals and representatives in a broad variety of matters nationwide. Such matters include disputes alleging unsuitability, unauthorized trading, fraud, market manipulation, blue-sky violations, as well as a wide variety of employment matters, including litigation and arbitration over allegations of gender, race, and age discrimination and compensation and “raiding” cases. David represents nts in regulatory matters before the SEC, FINRA and state regulators. David also frequently represents non-securities clients in state and federal trial and appellate courts in commercial disputes, including employment, partnership real estate and trusts and estates matters. David has served as a FINRA Industry Arbitrator and a New York City Civil Court Arbitrator, and presented at numerous industry seminars, panels, and conferences David is admitted to practice in the State Courts of New York, as well as the United States District Court for the Southern and Eastern Districts and the United States Court of Appeals for the Second Circuit. David was previously a Partner in the Litigation Department of Blank Rome, where he had also been Associate. Prior to that, David had been an Associate at Skadden Arps. David received his undergraduate and law degrees from Temple University. Representative published and unpublished decisions in cases in which David has represented clients are available upon request.
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